Case Studies

 

Simultaneously Conducting An Ongoing Validation & Gap Analysis for the Recently Published Basel IV Rules

A SIFI with global operations is currently performing an ongoing validation for Basel Advanced Rules. At the same time, BIS has published the final rule for Basel IV which will be implemented acros[...]

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Managing Rule Content Efficiently to Improve Compliance

A mid-range bank with an ambitious plan to grow and diversify realized that their current compliance program could not effectively support the challenges of their expanding corporate structure. To [...]

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A Comprehensive Evidence Management System to Demonstrate Compliance

A mid-range bank with an ambitious plan to grow and diversify realized that their current compliance program could not effectively support the challenges of their expanding corporate structure. To [...]

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