Regulations Page

Project Name: 

Total Pages: 0

Federal Register Rule Updates:

Document Name Publication Date Effective Date Type Agency Document Number Document Citation Pages
- -

 

Best Practices to implement a winning Compliance Program

The process for an effective compliance implementation has 8 simple steps:

1. RESEARCH

Review, research & understand the requirements

2. ASSESS

Analyze operations & determine your compliance

3. GAP ANALYSIS

Identify & document gaps & remediation plans

4. VALIDATE

Validate the changes (Initial & ongoing validations)

5. RESEARCH

Review, research & understand the requirements

6. TRAINING

Train the staff (Rule requirements & operations)

7. DOCUMENT

Prepare evidentiary material to document your compliance

8. DEMONSTRATE

Demonstrate compliance to audit, regulators

 

Implement a winning Compliance program using Compliance Delivery Platform:

To implement a winning compliance project for , the regulated firm can use the BCube's Compliance Delivery Platform (CDP) to streamline their process and improve their results.

With the CDP's C-INTAKE, any regulation published in the Federal Register is structured at the section level, linked to supporting information and delivered through a simple user interface.

With single view screens to navigate through the information needed to evaluate the rule's requirements, you can develop compliant solution and create a best practice Gap Analysis using the C-GAP Manager. It even streamlines the process to execute a 3 lines of defense validation framework with built-in communication interfaces, audit trail and section specific access and approval controls.

 

Project Surveys

A project survey is available for each CDP project, and can be purchased separately as a standalone without the C-Gap Manager. The survey can be customized to include your specific requirements and are based on the individual requirements in the regulation. Each survey is designed to help you quickly evaluate your compliance to a rule and provides a draft current state and suggested pillar level gaps. If purchased with the C-Gap Manager, once you are satisfied with the results of the survey, it can be automatically uploaded into the project's gap analysis. This will save you an estimated 2 to 3 hours per rule requirement and can easily return many times the cost of the subscription in time and effort.

 

So, the question is "Can you afford not to have the BCube Compliance Delivery Platform content solutions?"

 

About Us

We are an innovative compliance solutions company based in Fall River, MA. Our mission is to provide the best compliance solutions available.

Our products deliver the effectiveness of an automated assembly line with the innovations and ease of use of a smartphone.

Contact

Center for Innovation and Entrepreneurship, UMass Dartmouth
Suite 102-5B, 151 Martine Street, Fall River, MA-02723

(+1)-617-792-3780
(+1)-617-399-6678
info@bcubeanalytics.com