| Latest Selected Updates |
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Notices |
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2025-04-24 |
New Rate for Fees Paid Under Section 31 of the Exchange Act |
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News Releases |
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2025-04-21 |
FINRA Announces New “FINRA Forward” Initiatives to Support Members, Markets and Investors |
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Notices |
25-07 |
2025-04-14 |
FINRA Requests Comment on Modernizing FINRA Rules, Guidance, and Processes for the Organization and Operation of Member Workplaces |
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News Releases |
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2025-04-09 |
FINRA Foundation Releases State-by-State Financial Knowledge Findings |
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Notices |
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2025-03-20 |
FINRA Requests Comment on Modernizing FINRA Rules, Guidance and Processes to Facilitate Capital Formation |
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Notices |
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2025-03-14 |
FINRA Requests Comment on a Proposal to Reduce Unnecessary Burdens and Simplify Requirements Regarding Associated Persons’ Outside Activities |
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Notices |
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2025-03-12 |
FINRA Launches Broad Review to Modernize Rules Regarding Member Firms and Associated Persons |
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News Releases |
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2025-02-04 |
FINRA Fines Apex Clearing $3.2 Million for Violations Relating to Fully Paid Securities Lending Program |
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News Releases |
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2025-01-28 |
FINRA Publishes 2025 Regulatory Oversight Report |
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Notices |
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2025-01-27 |
Guidance to Members Affected by California Wildfires |
