FINANCIAL INDUSTRY REGULATORY AUTHORITY


Latest Selected Updates To know more contact us
Notices 2024-07-12 FINRA Reminds Registered Persons and Firms of Continuing Education Requirements
Notices 2024-07-01 Members of the U.S. Subgroup of the Intermarket Surveillance Group (ISG) Highlight Role of the Cross-Market Regulation Working Group (CMRWG)
Notices 2024-06-27 FINRA Reminds Members of Regulatory Obligations When Using Generative Artificial Intelligence and Large Language Models
Notices 2024-06-18 Options Disclosure Document
Notices 2024-06-14 Nominees for Upcoming FINRA Board of Governors Election
News Releases 2024-06-04 Financial Professional or Artificial Intelligence? FINRA Foundation Report Examines Which of These Consumers Trust More
News Releases 2024-05-17 Report From FINRA Board of Governors Meeting – May 2024
News Releases 2024-05-13 FINRA Promotes Michael Solomon to Executive Vice President of Examinations and Membership Application Program
Notices 2024-05-01 New Rate for Fees Paid Under Section 31 of the Exchange Act
Notices 2024-04-19 2024 Election Process Overview
Agency Details
Agency NameFINANCIAL INDUSTRY REGULATORY AUTHORITY
Agency CodeFINRA
Agency Print NameFinancial Industry Regulatory Authority
Industry Financial Services
News/Bulletin URLhttps://www.finra.org/rules-guidance/notices
Twitterhttps://twitter.com/finra
Facebookhttps://www.facebook.com/FinancialIndustryRegulatoryAuthority
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