| Latest Selected Updates |
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Notices |
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2025-01-10 |
Notice of Election and Ballots for FINRA Large Firm and Small Firm NAC Member Seats |
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Notices |
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2025-01-03 |
Changes to Contrary Exercise Advice Cut-Off Time for National Day of Mourning |
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Notices |
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2025-01-02 |
Broker-Dealer and Investment Adviser Renewals for 2025 |
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Notices |
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2024-12-31 |
Unexpected Close of Securities Markets |
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Notices |
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2024-12-30 |
FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments |
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Notices |
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2024-12-24 |
Completion of Historical CAT Cost Recovery Assessment 1 |
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Notices |
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2024-12-24 |
Completion of Prospective CAT Cost Recovery Fee 2024-1 |
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Notices |
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2024-12-20 |
FINRA Requests Comment on Proposed Changes to Corporate Financing Rules |
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News Releases |
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2024-12-20 |
FINRA Orders Three Firms to Pay Over $8.2 Million in Restitution to Customers |
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Notices |
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2024-12-17 |
Amendments Relating to the Applicability of the Document Production Lists to Simplified Customer Arbitrations Administered Under Rule 12800 |
