| Latest Selected Updates |
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Notices |
25-10 |
2025-09-17 |
FINRA Adopts Amendments to Require Use of a Portal in Proceedings Before the Office of Hearing Officers |
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Notices |
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2025-09-04 |
Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election |
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Notices |
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2025-09-04 |
Call for Candidates for Upcoming FINRA Regional Committee Elections |
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Notices |
25-09 |
2025-08-15 |
FINRA Enhances Its Systems to Enable Members to Provide Associated Persons With Uniform Registration Form and Predispute Arbitration Information Through FinPro Gateway |
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Notices |
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2025-08-14 |
FINRA Reminds Registered Persons and Firms of Continuing Education Requirements |
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Notices |
25-08 |
2025-07-23 |
FINRA Adopts Exemption From FINRA Rules 5130 and 5131 for Business Development Companies |
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Notices |
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2025-07-18 |
Notice of Annual Meeting of FINRA Firms and Election Proxy |
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News Releases |
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2025-07-16 |
FINRA Foundation Releases Sixth Wave of the National Financial Capability Study |
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News Releases |
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2025-06-20 |
Report From FINRA Board of Governors Meeting – June 2025 |
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Notices |
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2025-05-15 |
FINRA Board of Governors Upcoming Election: Nominee Announcement and Petition Period Start Date |
