| Latest Selected Updates |
To know more contact us |
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Notices |
26-09 |
2026-03-23 |
FINRA Enhances New Member Application (Form NMA) |
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Notices |
26-08 |
2026-03-18 |
2026 GASB Accounting Support Fee to Fund the Governmental Accounting Standards Board |
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Notices |
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2026-03-17 |
New Rate for Fees Paid Under Section 31 of the Exchange Act |
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Notices |
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2026-03-17 |
2026 Involvement and Election Process Overview |
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News Releases |
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2026-03-12 |
Report From FINRA Board of Governors Meeting – March 2026 |
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Notices |
26-07 |
2026-03-09 |
FINRA Adopts Amendments to the Equity Trade Reporting Rules to Provide a Limited Exception for Overnight Transactions Prior to 8:00 a.m. Eastern Time |
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Notices |
26-06 |
2026-03-02 |
FINRA Requests Comment on Modernizing FINRA Arbitration Rules, Guidance and Processes |
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Notices |
26-05 |
2026-02-27 |
FINRA Adopts Amendments to Rule 3220 (Influencing or Rewarding Employees of Others) |
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Notices |
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2026-02-06 |
Reducing Burdens and Providing Guidance on the Use of Negative Consent for the Bulk Transfer or Assignment of Customers’ Accounts |
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Notices |
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2026-01-08 |
FINRA Requests Comment on Rule Revisions to Help Member Firms Protect Senior Investors From Financial Exploitation and All Investors From Fraud |
