FINANCIAL INDUSTRY REGULATORY AUTHORITY


Latest Selected Updates To know more contact us
News Releases 2024-12-12 Report From FINRA Board of Governors Meeting – December 2024
Notices 2024-12-02 2025 Extensions of Time Filing Schedule
Notices 2024-11-26 FINRA Adopts Amendments to the Codes of Arbitration Procedure to Provide Customers With a Copy of the Official Record of an Expungement Hearing
Notices 2024-11-21 FINRA Reminds Firms of Exercise Cut-Off Time for Options Expiring on the Friday After Thanksgiving
Notices 2024-11-07 FINRA Announces Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Notices 2024-11-05 2025 and First Quarter of 2026 Report Filing Due Dates
Notices 2024-10-31 Broker-Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2025
Notices 2024-10-29 FINRA Requests Comment on the Effectiveness and Efficiency of its Requirements Relating to Day Trading
News Releases 2024-10-24 FINRA Highlights Metaverse Impact on Securities Industry
Reports & Studies 2024-10-24 The Metaverse and the Implications for the Securities Industry
Agency Details
Agency NameFINANCIAL INDUSTRY REGULATORY AUTHORITY
Agency CodeFINRA
Agency Print NameFinancial Industry Regulatory Authority
Industry Financial Services
News/Bulletin URLhttps://www.finra.org/rules-guidance/notices
Twitterhttps://twitter.com/finra
Facebookhttps://www.facebook.com/FinancialIndustryRegulatoryAuthority
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