FINANCIAL INDUSTRY REGULATORY AUTHORITY


Latest Selected Updates To know more contact us
News Releases 2024-02-16 FINRA Announces Three New Governors on Its Board
News Releases 2024-02-15 FINRA Fines Morgan Stanley $1.6 Million for Municipal Securities Violations and Related Failures
News Releases 2024-02-12 New Members Appointed to FINRA Foundation Board; Jonathan Sokobin Named Chair
Notices 2024-02-06 Amendments to the Arbitration Codes to Make Various Clarifying and Technical Changes
Notices 2024-01-23 FINRA Adopts FINRA Rule 3110.19 (Residential Supervisory Location) and FINRA Rule 3110.18 (Remote Inspections Pilot Program), and Announces End of Temporary Relief Related to Updates of Office Information on Forms U4 and BR
News Releases 2024-01-23 FINRA Publishes Crypto Asset Communications Sweep Update
News Releases 2024-01-10 FINRA Foundation Research Examines Investors of Color
News Releases 2024-01-09 FINRA Publishes 2024 Regulatory Oversight Report
Reports & Studies 2024-01-09 2024 FINRA Annual Regulatory Oversight Report
Notices 2024-01-02 Final Statements for Broker-Dealers, Investment Adviser Firms, Agents and Investment Adviser Representatives, and Branches
Agency Details
Agency NameFINANCIAL INDUSTRY REGULATORY AUTHORITY
Agency CodeFINRA
Agency Print NameFinancial Industry Regulatory Authority
Industry Financial Services
News/Bulletin URLhttps://www.finra.org/rules-guidance/notices
Twitterhttps://twitter.com/finra
Facebookhttps://www.facebook.com/FinancialIndustryRegulatoryAuthority
Linked in
Google+