| Latest Selected Updates |
To know more contact us |
|
News Releases |
|
2025-02-04 |
FINRA Fines Apex Clearing $3.2 Million for Violations Relating to Fully Paid Securities Lending Program |
|
News Releases |
|
2025-01-28 |
FINRA Publishes 2025 Regulatory Oversight Report |
|
Notices |
|
2025-01-27 |
Guidance to Members Affected by California Wildfires |
|
Notices |
|
2025-01-10 |
Notice of Election and Ballots for FINRA Large Firm and Small Firm NAC Member Seats |
|
Notices |
|
2025-01-03 |
Changes to Contrary Exercise Advice Cut-Off Time for National Day of Mourning |
|
Notices |
|
2025-01-02 |
Broker-Dealer and Investment Adviser Renewals for 2025 |
|
Notices |
|
2024-12-31 |
Unexpected Close of Securities Markets |
|
Notices |
|
2024-12-30 |
FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments |
|
Notices |
|
2024-12-24 |
Completion of Historical CAT Cost Recovery Assessment 1 |
|
Notices |
|
2024-12-24 |
Completion of Prospective CAT Cost Recovery Fee 2024-1 |
