| Latest Selected Updates |
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Notices |
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2026-01-08 |
FINRA Requests Comment on Rule Revisions to Help Member Firms Protect Senior Investors From Financial Exploitation and All Investors From Fraud |
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News Releases |
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2026-01-06 |
FINRA Announces Appointment of Four New Board Governors |
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Notices |
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2026-01-02 |
Final Statements Now Available for Broker-Dealers, Investment Adviser Firms, Agents and Investment Adviser Representatives, and Branches |
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Notices |
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2025-12-29 |
FINRA Amends Annual Reports Extension of Time Request Policy |
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Notices |
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2025-12-16 |
FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments |
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News Releases |
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2025-12-09 |
FINRA Publishes 2026 Regulatory Oversight Report to Empower Member Firm Compliance |
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Notices |
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2025-12-09 |
FINRA Adopts Amendments to the Arbitration Codes to Accelerate the Processing of Arbitration Proceedings for Parties Who Qualify Based on Their Age or Health Condition |
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Notices |
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2025-12-04 |
FINRA Adopts Amendments to Rule 6730 (Transaction Reporting) to Streamline Allocation Reporting for BD/IAs |
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News Releases |
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2025-12-04 |
New FINRA Foundation Research Examines Shifting Investor Behaviors, Preferences and Attitudes |
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News Releases |
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2025-12-03 |
FINRA Orders Securities America to Pay $2 Million in Restitution to Customers, Fines Firm $1 Million for Mutual Fund Supervision Failures |
