SECURITIES AND EXCHANGE COMMISSION

The U.S. Securities and Exchange Commission is an independent agency of the United States federal government. 

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Press Releases 2025-16 2025-01-17 SEC Charges Pair of Wells Fargo Advisory Firms and Merrill Lynch with Compliance Failures Relating to Cash Sweep Programs
Press Releases 2025-17 2025-01-17 SEC Charges LPL Financial with Anti-Money Laundering Violations
Press Releases 2025-18 2025-01-17 SEC Charges GrubMarket with Overstating Revenue to Investors by More Than $500 Million
Press Releases 2025-19 2025-01-17 SEC Charges Paul McCabe and PMAC Consulting with Acting as Unregistered Brokers for Pre-IPO Stocks
Press Releases 2025-20 2025-01-17 SEC Charges Pennsylvania Investment Adviser Scott Mason With Misappropriating More Than $20 Million from Advisory Clients
Press Releases 2025-21 2025-01-17 Vanguard to Pay More Than $100 Million to Resolve Violations Related to Target Date Retirement Funds
Press Releases 2025-22 2025-01-17 SEC Charges Digital Currency Group and Soichiro “Michael” Moro, Former CEO of Genesis Global Capital, for Misleading Investors about Genesis’s Financial Condition
Press Releases 2025-23 2025-01-17 SEC Announces Departure of Chief of Staff Amanda Fischer
Press Releases 2025-24 2025-01-17 SEC Policy Director Corey Klemmer to Step Down
Press Releases 2025-25 2025-01-17 SEC Announces Departure of Public Affairs Head Scott Schneider
Agency Details
Agency NameSECURITIES AND EXCHANGE COMMISSION
Agency CodeSEC
Agency Print NameSecurities and Exchange Commission
Industry Financial Services
News/Bulletin URLhttps://www.sec.gov/news/pressreleases
Twitterhttp://twitter.com/SEC_News
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