Latest Selected Updates |
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Press Releases |
2024-200 |
2024-12-13 |
SEC Announces Departure of Corporation Finance Division Director Erik Gerding |
Press Releases |
2024-196 |
2024-12-12 |
SEC Office of the Investor Advocate Issues Report on Nationally Representative Survey of Investors and Continues Focus on Investment Fraud |
Press Releases |
2024-197 |
2024-12-12 |
SEC Small Business Advocacy Office Delivers Report to Congress on Capital Raising for Startups to Small Public Companies |
Press Releases |
2024-198 |
2024-12-12 |
SEC Charges Former Representative of Advisory Firm SeaCrest with Cherry-Picking |
Press Releases |
2024-199 |
2024-12-12 |
SEC Charges Cantor Fitzgerald Over Misleading SPAC Disclosure |
Public Statements |
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2024-12-12 |
Dissenting Statement Regarding Recent SPAC Cases – Digital World Acquisition Corp., Northern Star Investment Corp. II, and Cantor Fitzgerald, L.P. |
Public Statements |
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2024-12-12 |
Statement on CAT Cost Savings |
Press Releases |
2024-194 |
2024-12-11 |
SEC Charges Three Individuals with Impersonating Financial Professionals in Fraud Scheme Targeting Retail Investors |
Press Releases |
2024-195 |
2024-12-11 |
SEC Charges Ken Peterman, Former Comtech CEO, with Insider Trading in Advance of Negative Earnings Announcement |
Speeches |
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2024-12-10 |
Remarks at the Meeting of the Investor Advisory Committee |