Latest Selected Updates |
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Press Releases |
2024-86 |
2024-07-19 |
SEC Launches Interagency Securities Council to Coordinate Enforcement Efforts Across Federal, State, and Local Agencies |
Press Releases |
2024-85 |
2024-07-17 |
SEC Awards More Than $37 Million to a Whistleblower |
Speeches |
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2024-07-16 |
Remarks at the Southern African Securities Regulators Regional Training Conference |
Press Releases |
2024-84 |
2024-07-12 |
SEC Small Business Advisory Committee to Explore Recent Changes to U.S. Small Business Administration’s Small Business Investment Company Program |
Public Statements |
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2024-07-08 |
Statement on the Spring 2024 Regulatory Agenda |
Press Releases |
2024-83 |
2024-07-02 |
SEC Updates Website to Improve Compliance, Functionality, and User Experience |
Public Statements |
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2024-07-02 |
Statement on Jury’s Verdict in Trial of Guy Gentile, founder, owner, and CEO of MintBroker International, Ltd., f/k/a Swiss America Securities Ltd. and d/b/a SureTrader |
Press Releases |
2024-80 |
2024-07-01 |
SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program |
Press Releases |
2024-81 |
2024-07-01 |
SEC Adopts Tailored Registration Form for Offerings of Registered Index-Linked and Registered Market-Value Adjustment Annuities |
Press Releases |
2024-82 |
2024-07-01 |
SEC Charges Silvergate Capital, Former CEO for Misleading Investors about Compliance Program |