Managing Rule Content Efficiently to Improve Compliance
A mid-range bank with an ambitious plan to grow and diversify realized that their current compliance program could not effectively support the challenges of their expanding corporate structure. To [...]
A Comprehensive Evidence Management System to Demonstrate Compliance
The project involved the task of demonstrating a business process for compliance that could be extensible across the organisation.
Conducting an Ongoing-Validation for the Basel Advanced Rules
The Basel regulation contemplates that an organization create a validation framework to conduct both an initial validation and periodically on-going validations to ensure the organization remains c[...]